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November 20, 2008  
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Financial Advisor Terms


  > Equal Opportunity Employment
Equal Opportunity laws prohibit employment discrimination due to race, religion, disability, immigration etc.
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  > Over-the-counter
Figurative term for the means of trading securities that are not listed on an organized stock exchange such as the New York Stock Exchange. Over-the-counter trading is done by broker-dealers who communicate by telephone and computer networks.
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  > Securities and Exchange Commission
An independent, non-partisan, quasi-judicial regulatory agency with responsibility for administering the federal securities laws.
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Contact our Santa Clarita Financial Advisors


If you live in the following cities and need a Financial Advisor you should contact our Santa Clarita Financial advisor as soon as possible:

  • Antioch
  • Bell
  • Hawthorne
  • Long Beach
  • Los Angeles
  • Norwalk
  • Oceanside
  • Pacoima
  • Santa Ana
  • South Gate
  • Norwalk
  • Oceanside
  • Oxnard
  • Pacoima
  • Pittsburg
  • Santa Ana
  • South Gate
  • Sylmar
  • Watsonville
  • Westminster
  • Fremont
  • Fresno
  • Hawthorne
  • Hayward
  • Hesperia
  • Huntington Beach
  • Huntington Park
  • Indio
  • La Habra
  • La Puente
  • Laguna Niguel
  • Lake Forest
  • Lancaster
  • Livermore
  • Long Beach
  • Los Angeles
  • Lynwood
  • Merced
  • Milpitas
  • Montebello
  • Moreno Valley
  • Napa
  • North Hollywood
  • Norwalk
  • Oceanside
  • Ontario
  • Oxnard
  • Pacoima
  • Palmdale
  • Panorama City
  • Pico Rivera
  • Pittsburg
  • Pomona
  • Porterville
  • Reseda
  • Rialto
  • Riverside
  • Rosemead
  • Sacramento
  • Salinas
  • San Diego
  • San Francisco
  • San Jose
  • San Pedro
  • Santa Ana
  • Simi Valley
  • South Gate
  • South San Francisco
  • Sylmar
  • Tulare
  • Union City
  • Vacaville
  • Victorville
  • Vista
  • Watsonville
  • Westminster
       
 
Did You Know?    
 
 
Financial advisors are employed in different areas
Approximately 38 percent of personal financial advisors are self-employed, operating small investment advisory firms, usually in urban areas. About 31 percent of personal financial advisors are employed by securities and commodity brokers, exchanges, and

 
Latest News
  Latest financial advisor news in Santa Clarita and nationwide:

Jan 18, 2006 - Federal Financial Regulatory Agencies Propose Guidance On Nontraditional Mortgage
The federal financial regulatory agencies today issued for comment proposed guidance on residential mortgage products that...
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Jul 08, 2005 - CONTINUE ON.......... PAGE 2
5. In late 2001, in response to questions raised by the media and analysts, Household initiated a number of actions design...
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May 25, 2005 - Financial Analysts And Personal Financial Advisors
Both types of specialist gather financial information, analyze it, and make recommendations to their clients. However, the...
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